Safety of Customer Funds

Tradovate is committed to the protection of customer funds.

Two different types of accounts are maintained to segregate funds depending on the products traded by the customer. A customer may maintain a segregated funds account for futures contracts listed on U.S. futures exchanges and/or a foreign futures secured funds account for futures contracts listed on foreign boards of trade.

To ensure compliance with regulatory capital requirements and sufficient liquidity to meet ongoing business obligations, Tradovate holds a significant portion of its assets in cash and short dated US Treasuries. Although minimal, Tradovate may incur some risk from short dated US Treasury investments whose market value may fluctuate based on a variety of factors.

View Current Segregated Fund InvestmentsStandard Risk Disclosure StatementsTradovate Disclosure Document

The National Futures Association's web site contains financial information regarding Tradovate including how the futures commission merchant invests and holds customer funds.

NFA Web SiteNFA BASIC System

Financial information on all futures commission merchants is available from the Commodity Futures Trading Commission.

Financial Data for FCMs

CFTC 1.55 Reporting

View Certified Annual Report – Required Excerpts

*NinjaTrader Group, LLC acquired TransAct Futures (TAF), held by York Business Associates LLC (YBA), in 2021. References to TAF or YBA reflect information prior to the acquisition.

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Testimonials appearing on this website may not be representative of other clients or customers and is not a guarantee of future performance or success.

Tradovate Holdings, LLC Affiliates: Tradovate Technologies, LLC is a software development company that owns and supports all proprietary technology relating to and including the Tradovate Platform. Tradovate, LLC is an NFA registered introducing broker (NFA ID# 0484683) providing brokerage services to traders of futures exchange products. Tradovate is an NFA registered futures commission merchant (NFA ID# 0309379) that accepts orders and receives customer funds to support such orders to traders of futures exchange products.

Tradovate, LLC does not charge platform fees. Exchange, clearing and NFA fees still apply.

Brokerage services are provided by Tradovate, LLC. Tradovate, LLC is a member of the NFA and registered with the CFTC. This is not an offer or solicitation for brokerage services or other products or services in any jurisdiction where Tradovate is not authorized to do business or where such offer or solicitation would be contrary to local laws and regulations of that jurisdiction.

Futures and options trading involves substantial risk of loss and is not suitable for all investors. Investors should understand the risks involved in trading and carefully consider whether such trading is suitable in light of their financial circumstances and resources. Past performance is not necessarily indicative of future results. The trading of virtual currencies and Bitcoin futures carries additional risk. Prior to trading virtual currencies, please view NFA & CFTC advisories providing more information on these potentially significant risks.

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